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Research faculty vs. research staff

The key distinction between research faculty and research staff is evidence of engagement with the academic enterprise through teaching, mentorship, or supervision of students at some level. For information on research staff, see COE: Research Staff and Research Affiliates. For a comparison of research faculty, staff, and affiliate positions, see COE: Comparison of Research Positions.

Research faculty titles

See EVPP: Research Faculty Titles.

Title

Job Code

Description

Research Professor

0017

Research accomplishments and scholarly credentials equivalent to that of a full professor, including supervision of research programs/projects as a principal investigator.

Research Associate Professor

0027

Research accomplishments and scholarly credentials equivalent to that of an established assistant professor or a new associate professor. The individual must have an established record as a mature, independent researcher.

Research Assistant Professor

0037

Expected to show the potential to develop an independent research program that represents a significant portion of their activity and also be involved in activities traditionally thought of as professorial.

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Appointment dates

Funding research faculty

Because research faculty are expected to engage with the academic enterprise, University policy caps externally-funded effort by research faculty at 95% in most situations, allowing for at least 5% effort on academic activities to be funded by internal funds. See HOP 7-1010: Research Effort Verification, section VII.4. This means that no more than 95% of a faculty member’s salary can be funded by 26-accounts, with the remaining 5% to be funded by less restrictive, non-26-account funds. For research faculty only, IDC may be used for this 5%.

Faculty who wish to request an exception to this 95% cap may submit an Attestation for Increased Effort on Sponsored Funds request to the Office of Research Support and Compliance (ORSC) and are encouraged to consult with their research administrator before doing so.

Research faculty who teach

Per Provost’s Office guidance on academic and funding expectations for research faculty when teaching, funding will be adjusted to reflect instructional effort. See EVPP: Hiring Research Faculty > About Research Faculty Titles > Academic and Funding Expectations.

NIH salary cap

Congress legislatively mandates a limitation on salary for individuals under NIH grant and cooperative agreement awards. The mandate appears in the annual appropriation act that provides authority for NIH to incur obligations for a given fiscal year (FY). For more information, consult Salary Cap Guidance linked from HOP 7-1010: Research Effort Verification, section VIII. Forms & Tools. Annual salary cap amounts are listed at NIH: Grants & Funding > Salary Cap Summary (FY 1990 - Present). Contact your research administrator with any questions.

Research faculty in Workday

  • Sup org: In most cases, research faculty jobs in Workday should be in the JM sup org of their home academic department chair.

  • Appointment dates: Research faculty are 12-month positions and use appointment dates of September 1-August 31. See more on dates associated with different types of faculty positions at COE: Dates for Faculty Employment Changes.

  • FTE: Research Faculty positions should be 100% FTE. Exceptions are at the discretion of EVPP/VPR and must be approved in advance.

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Contract requirements

Active contracts are required for research faculty, as they are for all professional-track faculty including those in research faculty titles. For more information on professional-track contracts, see COE: Contracts - Professional-Track Faculty. For guidance on the administrative processes required to manage contracts, see COE: Managing Professional Track Faculty in Workday.

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Excerpt
nameManaging research faculty appointments

Research faculty who work in a COE research center

 All faculty positions

live

, including those of 12-month research faculty regardless of funding source, have their primary administrative home in an academic department

, and

. Some but not all research faculty

will

also have an

appointment in an academic department. The

affiliation with a research center. For research faculty who work in a COE research center, the table below summarizes the distribution of administrative responsibilities between the academic department and the research center.

Action

Processed by Research Center

Processed by Academic Department

Interfolio posting

X

Recruitment: Advertising, evaluating and communicating with applicants, campus visit arrangements and vendor payments, etc.

X

PAR

X

Offer letter

X - in collaboration with research center and COE Faculty Affairs

Contract management (renewal, Workday upload, etc.)

X

Ad-hoc costing changes in Workday

X

HR processes in Workday (Data Changes, Termination, etc.)

X

Performance appraisals

X - in collaboration with

...

research center

Assignment of merit

X - in collaboration with research center

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PI (Principal Investigator) eligibility

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